account_id
stringlengths
8
8
as_of_date
stringdate
2024-07-04 00:00:00
2025-12-26 00:00:00
jurisdiction
stringclasses
6 values
mandate_policy
stringclasses
5 values
portfolio_esg_score
float64
45
85
portfolio_controversy_score
int64
0
5
portfolio_carbon_intensity_tCO2e_per_$M
float64
60
320
sector_exposure_pct
stringlengths
42
103
revenue_exposure_flags
stringclasses
358 values
excluded_holdings_hits
int64
0
5
excluded_holdings_list
stringlengths
2
23
breach_type
stringclasses
4 values
breach_reasons
stringclasses
28 values
replacement_candidates
stringlengths
3
14
tracking_error_cost_bps
int64
2
42
action
stringclasses
5 values
action_rationale
stringclasses
5 values
engagement_plan
stringclasses
364 values
post_trade_esg_score
float64
45
88.5
post_trade_carbon_intensity_tCO2e_per_$M
float64
50.4
325
data_provenance
stringclasses
4 values
data_lookback_days
int64
30
365
verification_confidence_1_100
int64
70
99
advisor_review
stringclasses
3 values
audit_log
stringclasses
5 values
SI000101
2025-08-25
US
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
50
2
196.9
Consumer:20.5;Comm:26.7;RealEstate:18.8;Materials:16.1;Industrials:8.0;Health:9.9
null
0
null
CarbonCap
Carbon>100.0
USXF
38
Engage
Reduce carbon intensity
Quarterly check-ins;Set KPI targets;Request disclosure improvement;Escalate to vote
50.1
168.1
VendorC
35
87
null
Weekly ESG data refresh applied
SI000102
2024-08-30
EU
CarbonIntensity<=150;NoThermalCoal;NoWeapons
63.2
5
117.5
Tech:15.3;Health:6.4;Industrials:21.6;Utilities:13.5;Comm:5.3;Financials:19.3;Materials:18.6
ThermalCoal:0.5%
2
BA;RIO
ScreenHits
Thermal coal revenue exposure
SPYX
13
Underweight
Screen breach remediation
null
63.4
98.4
VendorB
121
75
null
Exception documented and approved
SI000103
2025-04-08
US
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
60.3
2
280
RealEstate:12.1;Energy:14.1;Tech:7.1;Utilities:23.8;Financials:8.7;Health:22.3;Materials:11.9
Tobacco:1.0%
0
null
ScreenHits
Tobacco revenue exposure
GRNB;DSI;ESGD
36
Replace
Screen breach remediation
null
60.9
261.6
Internal
215
88
Approved
Exception documented and approved
SI000104
2025-02-20
UK
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
68.4
0
230.6
Financials:14.9;Consumer:31.1;Tech:9.5;Materials:25.6;Health:18.9
PalmOil:1.0%
0
null
CarbonCap
Carbon>100.0
ESGD;ESGE;SPYX
29
Replace
Reduce carbon intensity
null
69.4
206.4
VendorA
305
71
SuggestedEdits
Weekly ESG data refresh applied
SI000105
2024-12-31
US
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
54.8
5
102.2
Comm:14.2;Energy:15.3;Consumer:8.9;Utilities:18.5;Materials:15.3;RealEstate:16.8;Industrials:11.0
null
0
null
Controversy
Controversy>3
ESGU;SPYX;ESGE
25
Underweight
Manage controversy risk
null
58.4
98.4
VendorA
270
94
null
Weekly ESG data refresh applied
SI000106
2024-10-01
US
ESGScore>=65;NoTobacco;NoPalmOil
63.1
4
272.9
Financials:16.0;Health:21.4;Materials:16.8;Consumer:14.2;Tech:11.0;Industrials:20.6
null
0
null
ESGFloor
ESG<65
ESGE;USXF;DSI
9
Underweight
Raise portfolio ESG score
null
65.4
228.9
Internal
108
91
null
Client mandate confirmed at onboarding
SI000107
2025-05-05
EU
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
64.6
2
196.9
Tech:16.7;Energy:5.9;Consumer:7.0;Financials:17.9;Comm:18.4;Utilities:18.4;Industrials:15.8
ThermalCoal:1.0%;Tobacco:1.0%
2
NEM;RTX
CarbonCap
Carbon>100.0
USXF;SPYX
15
Replace
Reduce carbon intensity
null
66.5
165.6
VendorA
327
83
SuggestedEdits
Client mandate confirmed at onboarding
SI000108
2024-11-27
US
CarbonIntensity<=150;NoThermalCoal;NoWeapons
51.2
4
158.9
Comm:37.9;Utilities:43.5;Health:9.0;Consumer:9.6
Weapons:2.5%;PalmOil:2.5%
1
AAPL
ScreenHits
Carbon>150.0;Weapons revenue exposure
CRBN;ESGD;GRNB
25
Replace
Screen breach remediation
null
52.5
150
VendorB
247
98
null
Policy reviewed by compliance
SI000109
2024-11-08
US
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
53.8
0
166.9
Utilities:27.9;Tech:11.7;Consumer:8.1;Energy:17.5;Comm:24.6;RealEstate:10.1
null
2
SHEL;BHP
null
null
null
14
Defer
Within mandate; monitor
null
53.8
168.1
VendorA
363
75
null
Client mandate confirmed at onboarding
SI000110
2025-08-21
EU
CarbonIntensity<=150;NoThermalCoal;NoWeapons
45.3
0
261.2
Consumer:9.6;Materials:11.0;Tech:23.5;RealEstate:16.5;Utilities:13.3;Comm:10.9;Health:15.3
Weapons:0.5%
0
null
ScreenHits
Carbon>150.0;Weapons revenue exposure
XESG;SPYX;USXF
8
Replace
Screen breach remediation
null
49
235.5
VendorA
112
82
null
Client mandate confirmed at onboarding
SI000111
2024-11-15
US
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
65.1
1
71
RealEstate:14.3;Consumer:11.2;Comm:40.3;Materials:34.2
PalmOil:0.5%
0
null
null
null
null
16
Defer
Within mandate; monitor
null
65.4
68.5
VendorB
238
99
null
Client mandate confirmed at onboarding
SI000112
2025-01-18
CA
ESGScore>=65;NoTobacco;NoPalmOil
68.8
0
220
Health:13.0;Energy:11.8;Comm:8.7;Utilities:23.8;RealEstate:7.0;Financials:11.9;Materials:23.8
null
1
BA
null
null
null
4
Defer
Within mandate; monitor
null
70.3
223.5
VendorC
360
96
null
Weekly ESG data refresh applied
SI000113
2024-07-04
CA
CarbonIntensity<=150;NoThermalCoal;NoWeapons
75.3
0
87.1
Tech:18.2;Health:5.7;Utilities:16.6;RealEstate:13.0;Comm:22.8;Financials:23.8
ThermalCoal:1.0%;Tobacco:15.0%
0
null
ScreenHits
Thermal coal revenue exposure
CRBN;USXF;ESGE
28
Underweight
Screen breach remediation
null
79.2
79.3
VendorB
325
93
null
Exception documented and approved
SI000114
2024-07-22
US
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
58.7
2
118.4
Comm:19.4;Energy:12.2;Financials:21.2;Tech:25.3;Utilities:21.9
ThermalCoal:0.5%;PalmOil:5.0%
0
null
null
null
null
8
Defer
Within mandate; monitor
null
59.3
115.2
VendorA
191
85
null
Policy reviewed by compliance
SI000115
2025-04-29
US
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
82.7
3
103
Energy:9.0;Consumer:23.8;Utilities:22.4;Health:18.6;Comm:26.1
null
1
MO
CarbonCap
Controversy>2;Carbon>100.0
ESGU
30
Underweight
Reduce carbon intensity
null
86
89.6
Internal
341
77
SuggestedEdits
Exception documented and approved
SI000116
2024-12-10
EU
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
56.9
5
229.7
Utilities:24.3;RealEstate:25.4;Materials:40.9;Consumer:9.4
PalmOil:0.5%
0
null
Controversy
Controversy>3
SPYX
8
Underweight
Manage controversy risk
null
58.4
229.7
VendorB
38
77
Approved
Policy reviewed by compliance
SI000117
2025-07-30
US
ESGScore>=65;NoTobacco;NoPalmOil
75.1
2
108.9
Materials:13.1;Consumer:28.3;Financials:17.5;Utilities:16.2;Health:24.9
ThermalCoal:0.5%;PalmOil:10.0%
0
null
null
null
null
2
Defer
Within mandate; monitor
null
76.3
104.7
VendorC
117
79
Approved
Weekly ESG data refresh applied
SI000118
2025-02-18
CA
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
82.2
5
253
Comm:17.7;Consumer:15.8;Health:26.5;Energy:18.0;RealEstate:21.9
null
0
null
Controversy
Controversy>3
CRBN;LOWC
19
Divest
Manage controversy risk
null
85.7
246.4
Internal
89
80
SuggestedEdits
Exception documented and approved
SI000119
2024-11-09
US
ESGScore>=65;NoTobacco;NoPalmOil
77.7
5
96.3
Tech:20.4;Utilities:19.8;Health:21.7;Comm:38.1
null
0
null
null
null
null
7
Defer
Within mandate; monitor
null
77.5
94.9
Internal
79
99
Approved
Vendor data cross-checked
SI000120
2024-12-12
US
CarbonIntensity<=150;NoThermalCoal;NoWeapons
83.6
2
80
Health:13.8;Industrials:25.8;Energy:14.3;RealEstate:26.0;Utilities:11.7;Materials:8.3
null
3
BA;NEM;MSFT
null
null
null
17
Defer
Within mandate; monitor
null
84.8
76.3
VendorA
205
83
Approved
Vendor data cross-checked
SI000121
2024-07-10
US
ESGScore>=65;NoTobacco;NoPalmOil
48.4
0
91.1
Materials:15.3;Health:17.5;Comm:19.1;Energy:8.9;Tech:17.9;Consumer:21.5
ThermalCoal:0.5%
5
MSFT;AAPL;RIO;BN;BHP
ESGFloor
ESG<65
XESG
35
Replace
Raise portfolio ESG score
null
50.6
85.2
Internal
317
78
Approved
Policy reviewed by compliance
SI000122
2025-07-12
US
CarbonIntensity<=150;NoThermalCoal;NoWeapons
59.3
5
308.1
RealEstate:12.2;Health:9.8;Financials:38.1;Energy:20.5;Tech:19.4
Tobacco:2.5%;PalmOil:15.0%
0
null
CarbonCap
Carbon>150.0
ESGD
30
Replace
Reduce carbon intensity
null
59.9
262.8
Internal
329
77
null
Exception documented and approved
SI000123
2024-10-03
EU
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
64.4
4
84.4
Health:14.1;Financials:14.0;RealEstate:20.6;Materials:5.1;Utilities:21.4;Energy:24.8
PalmOil:0.5%
2
RTX;MO
Controversy
Controversy>2
SUSA;SPYX;USXF
11
Engage
Manage controversy risk
Escalate to vote;Set KPI targets
65.9
85.8
VendorA
309
76
null
Weekly ESG data refresh applied
SI000124
2025-12-18
SG
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
79.9
3
116.4
Comm:31.0;RealEstate:20.8;Health:20.0;Financials:28.2
null
0
null
CarbonCap
Controversy>2;Carbon>100.0
CRBN;XESG
38
Replace
Reduce carbon intensity
null
82.8
106.9
VendorB
264
82
null
Exception documented and approved
SI000125
2025-11-03
EU
ESGScore>=65;NoTobacco;NoPalmOil
71.3
4
149.9
Materials:9.0;RealEstate:7.9;Financials:14.5;Health:24.3;Utilities:23.6;Tech:14.2;Energy:6.5
null
0
null
null
null
null
3
Defer
Within mandate; monitor
null
70.9
143.6
VendorA
287
76
null
Client mandate confirmed at onboarding
SI000126
2025-07-01
US
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
45.5
3
76.1
Materials:20.1;Energy:46.0;Utilities:14.7;Industrials:19.2
Tobacco:0.5%;Weapons:2.5%
1
RIO
ScreenHits
ESG score below ESGOnly baseline;Weapons revenue exposure;Tobacco revenue exposure
DSI;CRBN
38
Replace
Screen breach remediation
null
48.4
70.9
VendorB
153
82
null
Client mandate confirmed at onboarding
SI000127
2024-09-21
US
CarbonIntensity<=150;NoThermalCoal;NoWeapons
57.4
0
269.7
RealEstate:15.1;Materials:39.3;Health:19.1;Comm:26.5
Tobacco:0.5%
0
null
CarbonCap
Carbon>150.0
ESGE
26
Replace
Reduce carbon intensity
null
59.4
254.5
VendorA
251
95
SuggestedEdits
Weekly ESG data refresh applied
SI000128
2025-09-28
EU
CarbonIntensity<=150;NoThermalCoal;NoWeapons
77
4
216.9
Materials:27.8;Utilities:30.2;Health:20.5;Financials:21.5
null
0
null
CarbonCap
Carbon>150.0
GRNB;SPYX
32
Replace
Reduce carbon intensity
null
80.7
202.5
Internal
289
82
Approved
Policy reviewed by compliance
SI000129
2025-12-20
US
ESGScore>=65;NoTobacco;NoPalmOil
77.3
3
206.3
Comm:11.2;RealEstate:17.0;Health:8.9;Utilities:5.6;Materials:24.8;Consumer:25.5;Financials:7.0
ThermalCoal:0.5%;Tobacco:5.0%
1
META
ScreenHits
Tobacco revenue exposure
USXF;ESGD;XESG
22
Replace
Screen breach remediation
null
79.4
171.6
VendorB
155
92
null
Client mandate confirmed at onboarding
SI000130
2025-01-24
US
ESGScore>=65;NoTobacco;NoPalmOil
57.7
5
233.3
RealEstate:19.1;Tech:23.8;Health:23.6;Industrials:14.6;Consumer:19.0
Tobacco:0.5%
3
ADM;BA;BN
ScreenHits
ESG<65;Tobacco revenue exposure
USXF;LOWC;ESGU
37
Replace
Screen breach remediation
null
58.4
201.4
VendorA
158
97
SuggestedEdits
Policy reviewed by compliance
SI000131
2025-07-14
SG
ESGScore>=65;NoTobacco;NoPalmOil
83.3
2
82.5
RealEstate:18.3;Industrials:24.9;Financials:27.7;Consumer:29.0
Weapons:5.0%
5
BTI;TSLA;LMT;MSFT;PM
null
null
null
16
Defer
Within mandate; monitor
null
84.3
79.7
Internal
289
94
null
Client mandate confirmed at onboarding
SI000132
2024-08-26
US
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
71.7
5
267.9
Financials:15.8;Utilities:28.8;Energy:43.4;Materials:12.0
null
0
null
CarbonCap
Controversy>2;Carbon>100.0
GRNB
33
Replace
Reduce carbon intensity
null
72.5
224.4
VendorC
113
94
null
Policy reviewed by compliance
SI000133
2024-09-11
US
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
52.4
2
120.4
Tech:13.8;Materials:22.5;Comm:13.7;Energy:22.3;RealEstate:13.4;Utilities:14.3
ThermalCoal:0.5%;PalmOil:2.5%
3
PM;MO;TSLA
ScreenHits
Thermal coal revenue exposure
SUSA;ESGE
35
Divest
Screen breach remediation
null
54.8
113.6
VendorC
120
91
SuggestedEdits
Policy reviewed by compliance
SI000134
2025-10-16
US
CarbonIntensity<=150;NoThermalCoal;NoWeapons
56.2
2
195.7
Tech:30.8;Industrials:18.0;Utilities:35.6;RealEstate:15.6
null
1
ADM
CarbonCap
Carbon>150.0
SPYX;ESGE
30
Engage
Reduce carbon intensity
File shareholder proposal;Send engagement letter;Quarterly check-ins;Set KPI targets
56.8
181.2
VendorB
282
97
SuggestedEdits
Exception documented and approved
SI000135
2025-04-14
US
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
58.4
2
89.2
RealEstate:13.9;Industrials:11.8;Tech:5.8;Materials:22.2;Comm:10.3;Health:12.3;Financials:23.7
Weapons:2.5%
0
null
null
null
null
17
Defer
Within mandate; monitor
null
58.4
89.3
VendorA
178
81
null
Vendor data cross-checked
SI000136
2025-03-03
US
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
72.3
1
190.8
Health:20.5;Materials:17.2;Tech:18.3;Consumer:44.0
null
0
null
CarbonCap
Carbon>100.0
XESG;LOWC;USXF
16
Replace
Reduce carbon intensity
null
74.2
175.4
VendorA
263
79
SuggestedEdits
Client mandate confirmed at onboarding
SI000137
2025-02-16
CA
CarbonIntensity<=150;NoThermalCoal;NoWeapons
75.5
4
317.1
Consumer:25.5;Tech:14.8;Materials:22.9;RealEstate:20.4;Health:16.3
null
0
null
CarbonCap
Carbon>150.0
ESGE;SUSA;ESGD
16
Replace
Reduce carbon intensity
null
79.2
286.1
VendorB
280
89
null
Weekly ESG data refresh applied
SI000138
2025-08-21
US
ESGScore>=65;NoTobacco;NoPalmOil
72.7
5
142.1
Energy:13.2;Consumer:12.6;Health:15.1;Utilities:16.2;Tech:16.4;Comm:13.9;Industrials:12.7
PalmOil:0.5%
1
RIO
null
null
null
12
Defer
Within mandate; monitor
null
72.3
140.5
VendorA
94
78
null
Exception documented and approved
SI000139
2025-05-09
US
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
81.1
5
194.2
Industrials:12.4;Health:10.4;Tech:26.2;Energy:19.3;Financials:15.4;Materials:16.4
Weapons:0.5%
0
null
ScreenHits
Controversy>3;Weapons revenue exposure
ESGU
18
Replace
Screen breach remediation
null
84.9
176.6
VendorB
91
71
null
Policy reviewed by compliance
SI000140
2024-09-07
US
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
78.3
2
130.1
Health:9.6;Financials:37.9;Materials:31.5;Industrials:20.9
null
0
null
CarbonCap
Carbon>100.0
LOWC;ESGE
27
Engage
Reduce carbon intensity
Quarterly check-ins;File shareholder proposal;Escalate to vote
78.4
124.3
VendorB
176
98
null
Client mandate confirmed at onboarding
SI000141
2024-08-03
SG
ESGScore>=65;NoTobacco;NoPalmOil
66.9
2
283.5
Utilities:29.6;Comm:16.8;Industrials:33.5;Energy:20.0
ThermalCoal:0.5%
1
META
null
null
null
4
Defer
Within mandate; monitor
null
67.7
276.1
VendorB
213
76
null
Client mandate confirmed at onboarding
SI000142
2025-02-09
US
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
46.3
2
115.6
Comm:16.7;Health:20.1;Consumer:6.7;Materials:21.0;Financials:8.9;Industrials:26.6
Weapons:1.0%
2
MSFT;XOM
CarbonCap
Carbon>100.0
ESGE;DSI
22
Replace
Reduce carbon intensity
null
46.5
95.9
VendorC
180
87
null
Client mandate confirmed at onboarding
SI000143
2024-09-01
US
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
45.1
3
152.4
Materials:10.7;Tech:20.1;Consumer:13.5;Industrials:19.1;RealEstate:10.0;Financials:9.6;Utilities:17.0
Tobacco:2.5%
3
MSFT;META;SHEL
ScreenHits
ESG score below ESGOnly baseline;Tobacco revenue exposure
DSI;LOWC;ESGD
32
Replace
Screen breach remediation
null
48.6
138.9
VendorB
65
90
null
Client mandate confirmed at onboarding
SI000144
2024-11-24
US
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
73.9
1
125.4
Consumer:23.7;Materials:19.3;Tech:12.2;RealEstate:10.7;Comm:9.9;Industrials:7.7;Energy:16.5
null
0
null
null
null
null
3
Defer
Within mandate; monitor
null
75
120.1
VendorB
292
91
null
Client mandate confirmed at onboarding
SI000145
2024-07-17
US
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
68.1
2
316.1
Materials:23.8;Tech:7.4;Consumer:16.9;Comm:33.9;Energy:17.9
Weapons:2.5%
0
null
ScreenHits
Weapons revenue exposure
USXF;XESG;ESGE
24
Replace
Screen breach remediation
null
69.2
283.1
VendorA
35
96
Approved
Policy reviewed by compliance
SI000146
2025-10-23
US
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
53
5
291.9
Tech:8.8;Industrials:21.9;Health:9.5;Financials:23.9;Utilities:23.2;Energy:12.8
null
0
null
Controversy
Controversy>3
LOWC;ESGE;DSI
17
Engage
Manage controversy risk
Quarterly check-ins;Escalate to vote;Send engagement letter;Set KPI targets
56.4
294.1
VendorC
138
81
Approved
Client mandate confirmed at onboarding
SI000147
2025-08-09
US
CarbonIntensity<=150;NoThermalCoal;NoWeapons
67.8
5
300.5
Health:14.5;Financials:22.1;Utilities:38.5;Comm:13.2;Consumer:11.8
Tobacco:5.0%
1
BTI
CarbonCap
Carbon>150.0
LOWC
35
Underweight
Reduce carbon intensity
null
68.8
265.2
Internal
53
94
null
Vendor data cross-checked
SI000148
2024-12-27
EU
CarbonIntensity<=150;NoThermalCoal;NoWeapons
84.1
4
261.9
Consumer:24.2;Materials:27.9;Financials:18.2;Utilities:9.3;RealEstate:20.5
null
1
XOM
CarbonCap
Carbon>150.0
LOWC;GRNB
27
Engage
Reduce carbon intensity
Request disclosure improvement;File shareholder proposal;Send engagement letter
85.9
246.7
VendorB
210
74
null
Policy reviewed by compliance
SI000149
2025-07-22
EU
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
64.5
2
224.1
Utilities:25.9;Consumer:22.9;RealEstate:25.9;Financials:25.3
Tobacco:1.0%
0
null
ScreenHits
Tobacco revenue exposure
SPYX;SUSA
27
Divest
Screen breach remediation
null
68
195.3
VendorC
289
76
null
Policy reviewed by compliance
SI000150
2025-11-28
US
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
69.5
2
139.5
Tech:8.0;Financials:21.5;Consumer:10.1;Utilities:24.0;Materials:13.2;Energy:23.1
null
3
BA;BTI;LMT
null
null
null
10
Defer
Within mandate; monitor
null
70
133
VendorA
67
70
Approved
Client mandate confirmed at onboarding
SI000151
2025-10-29
US
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
51.1
3
234.1
Consumer:12.4;RealEstate:9.1;Industrials:15.5;Energy:11.6;Comm:9.8;Tech:16.1;Health:25.4
PalmOil:0.5%
3
META;BA;ADM
ESGFloor
ESG score below ESGOnly baseline
ESGE;CRBN;DSI
32
Replace
Raise portfolio ESG score
null
53.5
193.5
VendorA
194
93
Approved
Client mandate confirmed at onboarding
SI000152
2025-07-15
UK
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
49.5
0
248.9
Consumer:13.2;Energy:17.1;Materials:28.9;Industrials:33.2;Tech:7.6
null
4
RTX;MO;BTI;BN
ESGFloor
ESG score below ESGOnly baseline
SPYX;USXF;DSI
23
Replace
Raise portfolio ESG score
null
51.9
214.4
VendorA
40
95
Approved
Weekly ESG data refresh applied
SI000153
2024-09-27
US
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
71.3
4
184.8
Industrials:21.7;Comm:27.7;Materials:22.9;RealEstate:8.6;Tech:19.1
null
0
null
Controversy
Controversy>3
XESG;CRBN;ESGD
28
Divest
Manage controversy risk
null
72.9
179.6
VendorA
241
96
null
Exception documented and approved
SI000154
2025-12-10
US
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
68.8
3
158.3
Health:25.8;Energy:13.3;Tech:31.7;Consumer:21.5;Comm:7.7
Weapons:5.0%
0
null
ScreenHits
Weapons revenue exposure
CRBN
31
Divest
Screen breach remediation
null
72.3
146.5
Internal
68
74
Rejected
Client mandate confirmed at onboarding
SI000155
2024-10-29
US
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
80
1
73.5
Financials:18.9;Industrials:20.3;Utilities:16.7;RealEstate:10.6;Materials:19.3;Consumer:14.3
null
4
SHEL;RIO;XOM;TSLA
null
null
null
17
Defer
Within mandate; monitor
null
80.9
70.8
Internal
239
96
Approved
Weekly ESG data refresh applied
SI000156
2025-10-26
US
ESGScore>=65;NoTobacco;NoPalmOil
68.3
4
199.5
Health:18.3;Comm:13.4;Consumer:13.7;RealEstate:7.8;Utilities:6.6;Materials:22.7;Financials:17.5
null
0
null
null
null
null
7
Defer
Within mandate; monitor
null
68.7
189.8
VendorB
261
74
null
Exception documented and approved
SI000157
2025-10-05
US
ESGScore>=65;NoTobacco;NoPalmOil
68.1
1
187.6
Energy:29.7;Materials:19.4;Health:27.1;Utilities:23.8
ThermalCoal:1.0%;Tobacco:0.5%
4
MO;BHP;PM;META
ScreenHits
Tobacco revenue exposure
SPYX;USXF
27
Replace
Screen breach remediation
null
69.7
167.9
VendorB
137
74
null
Weekly ESG data refresh applied
SI000158
2025-07-19
EU
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
49.6
0
287
Materials:14.6;Tech:16.8;Energy:16.8;Health:22.5;Consumer:29.2
PalmOil:5.0%
0
null
CarbonCap
Carbon>100.0
ESGE
36
Underweight
Reduce carbon intensity
null
52.4
271.9
VendorA
313
85
null
Vendor data cross-checked
SI000159
2025-03-25
US
CarbonIntensity<=150;NoThermalCoal;NoWeapons
69.1
4
316.4
Consumer:12.7;Health:34.7;Materials:21.4;Tech:31.3
ThermalCoal:10.0%;PalmOil:0.5%
3
BA;BTI;PM
ScreenHits
Carbon>150.0;Thermal coal revenue exposure
XESG;ESGU;ESGD
21
Divest
Screen breach remediation
null
69.4
287.5
VendorB
319
90
Rejected
Policy reviewed by compliance
SI000160
2025-05-18
US
ESGScore>=65;NoTobacco;NoPalmOil
62.6
3
214.6
Industrials:16.3;Materials:7.6;Financials:11.0;Health:21.1;Utilities:19.3;Tech:24.7
Weapons:1.0%
1
SHEL
ESGFloor
ESG<65
ESGE;SPYX
19
Underweight
Raise portfolio ESG score
null
62.7
198.6
VendorA
89
78
SuggestedEdits
Exception documented and approved
SI000161
2025-05-19
EU
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
84.7
2
135.2
RealEstate:10.7;Industrials:20.3;Utilities:14.2;Materials:15.8;Financials:23.7;Comm:15.3
Weapons:2.5%
0
null
ScreenHits
Weapons revenue exposure
ESGD;SPYX
30
Replace
Screen breach remediation
null
88.4
112.2
VendorC
199
72
null
Weekly ESG data refresh applied
SI000162
2024-10-10
US
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
71.5
4
190.7
Tech:7.3;Consumer:22.5;Comm:27.2;Financials:11.9;Energy:13.5;Health:17.5
Weapons:0.5%
3
RIO;AAPL;PM
CarbonCap
Controversy>2;Carbon>100.0
LOWC
38
Engage
Reduce carbon intensity
Escalate to vote;Send engagement letter;Set KPI targets
73.6
170.4
VendorC
290
85
Approved
Vendor data cross-checked
SI000163
2024-08-09
US
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
52
0
275.1
Consumer:25.0;Health:5.4;Energy:5.5;Utilities:24.9;Industrials:23.9;Comm:6.3;Materials:8.9
null
0
null
null
null
null
18
Defer
Within mandate; monitor
null
52.7
266
VendorC
356
97
null
Exception documented and approved
SI000164
2025-11-16
EU
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
62
3
108.7
Health:31.9;Utilities:22.9;Materials:16.8;Consumer:28.4
null
2
RIO;ADM
null
null
null
13
Defer
Within mandate; monitor
null
62
105.6
VendorB
253
70
Approved
Vendor data cross-checked
SI000165
2025-08-22
US
CarbonIntensity<=150;NoThermalCoal;NoWeapons
78.3
5
309.4
Materials:23.6;Energy:23.3;Comm:12.7;Financials:18.7;Utilities:5.4;Health:16.3
Weapons:1.0%
2
MO;NEM
ScreenHits
Carbon>150.0;Weapons revenue exposure
SPYX;GRNB;ESGD
27
Underweight
Screen breach remediation
null
79.6
293.8
VendorA
170
99
Approved
Client mandate confirmed at onboarding
SI000166
2024-12-31
US
CarbonIntensity<=150;NoThermalCoal;NoWeapons
68.8
2
200.3
Industrials:20.3;Utilities:17.5;Materials:14.4;Financials:24.1;RealEstate:23.6
null
1
BTI
CarbonCap
Carbon>150.0
ESGU;GRNB;CRBN
32
Engage
Reduce carbon intensity
Escalate to vote;Set KPI targets;Send engagement letter
69.6
181
VendorC
97
74
Rejected
Client mandate confirmed at onboarding
SI000167
2024-12-16
EU
CarbonIntensity<=150;NoThermalCoal;NoWeapons
50.2
2
167.1
Health:9.2;Energy:17.5;Consumer:10.5;RealEstate:17.4;Materials:10.9;Financials:20.6;Comm:13.8
null
1
ADM
CarbonCap
Carbon>150.0
ESGU;ESGD;ESGE
18
Engage
Reduce carbon intensity
Send engagement letter;Quarterly check-ins;File shareholder proposal;Request disclosure improvement
51.6
157.6
VendorB
335
83
null
Client mandate confirmed at onboarding
SI000168
2024-08-22
US
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
45.3
4
178.1
Materials:23.7;Consumer:9.5;RealEstate:27.3;Utilities:26.7;Health:12.8
null
0
null
Controversy
Controversy>3
ESGE;ESGU
22
Divest
Manage controversy risk
null
45.6
180.6
VendorA
186
70
SuggestedEdits
Client mandate confirmed at onboarding
SI000169
2025-06-15
CA
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
78
1
165.7
Materials:31.4;Utilities:31.8;Industrials:11.3;Energy:25.5
ThermalCoal:0.5%
1
BA
null
null
null
18
Defer
Within mandate; monitor
null
79.1
158.9
VendorB
365
98
null
Client mandate confirmed at onboarding
SI000170
2025-03-27
AU
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
84.6
3
242.2
Utilities:7.6;Health:21.2;RealEstate:29.4;Industrials:22.2;Comm:19.6
ThermalCoal:1.0%
0
null
null
null
null
17
Defer
Within mandate; monitor
null
84.3
234.6
VendorC
171
94
null
Client mandate confirmed at onboarding
SI000171
2025-12-05
US
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
67.3
2
265.2
Industrials:19.4;Energy:21.9;Financials:8.6;Consumer:32.5;Tech:17.7
null
2
RIO;MSFT
CarbonCap
Carbon>100.0
XESG;GRNB
7
Replace
Reduce carbon intensity
null
68
231.5
VendorA
317
80
null
Vendor data cross-checked
SI000172
2025-04-05
CA
CarbonIntensity<=150;NoThermalCoal;NoWeapons
62.3
4
101.1
Industrials:17.0;RealEstate:7.9;Materials:7.9;Comm:18.0;Health:25.5;Tech:23.6
Weapons:5.0%
0
null
ScreenHits
Weapons revenue exposure
ESGD
25
Underweight
Screen breach remediation
null
65.1
93.8
VendorA
65
88
null
Policy reviewed by compliance
SI000173
2025-01-23
US
ESGScore>=65;NoTobacco;NoPalmOil
45.7
1
171.9
Consumer:38.2;Utilities:27.1;Industrials:8.1;Tech:26.5
Weapons:0.5%
0
null
ESGFloor
ESG<65
SUSA
31
Underweight
Raise portfolio ESG score
null
47.2
161.9
Internal
178
88
SuggestedEdits
Weekly ESG data refresh applied
SI000174
2024-12-26
CA
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
59.2
5
217.7
Utilities:14.6;Industrials:8.8;RealEstate:8.8;Consumer:26.2;Tech:28.6;Financials:13.0
PalmOil:5.0%
0
null
Controversy
Controversy>3
USXF;XESG;LOWC
20
Divest
Manage controversy risk
null
60.4
211.3
VendorC
229
71
SuggestedEdits
Weekly ESG data refresh applied
SI000175
2024-09-04
US
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
53.9
0
192.5
Health:7.7;Utilities:27.1;Materials:22.3;Financials:17.0;RealEstate:17.3;Consumer:8.6
ThermalCoal:2.5%;Weapons:0.5%
0
null
ScreenHits
ESG score below ESGOnly baseline;Weapons revenue exposure
ESGU
36
Replace
Screen breach remediation
null
57.7
162.8
VendorC
114
73
Rejected
Weekly ESG data refresh applied
SI000176
2025-03-11
SG
CarbonIntensity<=150;NoThermalCoal;NoWeapons
76.5
0
78.5
Tech:21.2;Consumer:36.2;Health:29.0;Industrials:13.6
ThermalCoal:1.0%;Tobacco:15.0%
2
NEM;AAPL
ScreenHits
Thermal coal revenue exposure
LOWC;USXF;SPYX
10
Divest
Screen breach remediation
null
79.2
66
Internal
142
74
null
Vendor data cross-checked
SI000177
2025-11-06
UK
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
60.5
4
221.1
Utilities:12.8;Materials:8.0;Comm:9.8;Tech:11.0;Energy:19.0;Consumer:18.3;Industrials:21.1
null
0
null
Controversy
Controversy>3
SUSA;ESGU;USXF
22
Engage
Manage controversy risk
Set KPI targets;Quarterly check-ins;Request disclosure improvement
64.1
214.4
Internal
297
96
SuggestedEdits
Vendor data cross-checked
SI000178
2025-01-30
SG
CarbonIntensity<=150;NoThermalCoal;NoWeapons
56.3
1
115.5
Industrials:23.9;Financials:8.4;RealEstate:23.0;Comm:13.3;Materials:19.9;Utilities:5.2;Health:6.2
null
1
ADM
null
null
null
8
Defer
Within mandate; monitor
null
57.3
112.1
VendorA
159
71
null
Weekly ESG data refresh applied
SI000179
2025-11-06
UK
CarbonIntensity<=150;NoThermalCoal;NoWeapons
61
4
296.3
Industrials:12.5;Utilities:9.6;Tech:28.7;Energy:13.8;RealEstate:14.2;Comm:21.1
null
0
null
CarbonCap
Carbon>150.0
USXF
20
Underweight
Reduce carbon intensity
null
62.8
248.2
Internal
94
71
null
Weekly ESG data refresh applied
SI000180
2024-09-20
CA
CarbonIntensity<=150;NoThermalCoal;NoWeapons
63.2
2
255
Health:12.4;Financials:21.4;Comm:14.1;Materials:15.1;Consumer:18.4;Energy:18.6
null
1
NEM
CarbonCap
Carbon>150.0
DSI
15
Underweight
Reduce carbon intensity
null
63.6
240.1
VendorA
218
78
SuggestedEdits
Exception documented and approved
SI000181
2024-12-02
US
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
77
2
144.6
Materials:39.6;Tech:8.4;Utilities:18.5;Comm:33.6
Weapons:1.0%
0
null
ScreenHits
Weapons revenue exposure
ESGU
22
Divest
Screen breach remediation
null
78.8
136.5
VendorC
343
89
null
Vendor data cross-checked
SI000182
2024-10-05
SG
ESGScore>=65;NoTobacco;NoPalmOil
83.9
1
183.4
Tech:11.1;Comm:20.4;Consumer:27.2;RealEstate:41.2
null
0
null
null
null
null
18
Defer
Within mandate; monitor
null
84.2
176.5
VendorA
233
78
Approved
Exception documented and approved
SI000183
2025-08-07
US
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
58.6
5
79.6
RealEstate:21.9;Tech:14.6;Comm:14.7;Health:20.9;Energy:12.5;Financials:15.4
ThermalCoal:5.0%;Tobacco:5.0%
0
null
Controversy
Controversy>2
CRBN;SPYX;ESGU
22
Divest
Manage controversy risk
null
62.2
78.6
VendorA
141
82
null
Vendor data cross-checked
SI000184
2024-11-25
US
ESGScore>=65;NoTobacco;NoPalmOil
57
0
217.3
Health:15.7;Comm:19.7;Energy:19.4;Materials:21.7;Utilities:23.4
PalmOil:5.0%
3
ADM;MO;RIO
ESGFloor
ESG<65
GRNB;ESGD
24
Replace
Raise portfolio ESG score
null
58.9
199.1
VendorA
144
76
null
Weekly ESG data refresh applied
SI000185
2025-09-13
EU
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
56.9
4
235.9
Health:27.4;Comm:6.9;Materials:24.4;Tech:12.9;Industrials:28.4
null
1
LMT
Controversy
Controversy>3
XESG
19
Underweight
Manage controversy risk
null
59.8
227.7
VendorC
37
99
Approved
Vendor data cross-checked
SI000186
2025-12-11
US
ESGScore>=65;NoTobacco;NoPalmOil
77.9
5
73.3
Tech:21.9;Consumer:19.3;Industrials:8.2;Materials:18.2;Utilities:24.4;Health:8.0
null
1
NEM
null
null
null
9
Defer
Within mandate; monitor
null
78.2
71.2
VendorB
323
74
Approved
Client mandate confirmed at onboarding
SI000187
2025-08-10
US
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
77.9
4
238.1
Tech:12.3;Comm:9.9;Materials:23.5;Industrials:23.5;Health:10.3;RealEstate:20.5
Weapons:0.5%
0
null
ScreenHits
Controversy>3;Weapons revenue exposure
LOWC
27
Underweight
Screen breach remediation
null
81.9
197.3
Internal
177
72
Approved
Weekly ESG data refresh applied
SI000188
2025-03-11
AU
ESGScore>=65;NoTobacco;NoPalmOil
49
5
311.8
Materials:10.5;Health:17.1;Tech:21.4;Financials:14.0;Energy:6.8;Consumer:16.5;Industrials:13.8
null
0
null
ESGFloor
ESG<65
ESGD;DSI;ESGU
29
Replace
Raise portfolio ESG score
null
52.9
262.7
VendorA
155
71
null
Policy reviewed by compliance
SI000189
2025-05-06
US
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
78.8
3
227.6
Consumer:16.7;Materials:8.3;Health:19.3;Tech:8.8;Energy:17.9;Financials:12.0;Comm:17.0
Weapons:0.5%;PalmOil:2.5%
1
BA
ScreenHits
Weapons revenue exposure
ESGE;XESG
14
Replace
Screen breach remediation
null
79.5
200.4
Internal
320
93
Rejected
Client mandate confirmed at onboarding
SI000190
2024-10-24
US
ESGScore>=65;NoTobacco;NoPalmOil
56.4
0
218
Tech:17.2;Energy:22.0;Materials:19.3;Financials:20.2;Health:21.2
ThermalCoal:2.5%;Weapons:0.5%
0
null
ESGFloor
ESG<65
CRBN;XESG
11
Replace
Raise portfolio ESG score
null
56.8
202.8
VendorB
102
77
SuggestedEdits
Vendor data cross-checked
SI000191
2025-03-24
US
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
78.4
1
106.8
RealEstate:28.2;Tech:14.0;Comm:7.9;Financials:11.8;Industrials:13.4;Consumer:24.8
null
0
null
CarbonCap
Carbon>100.0
XESG;ESGD
34
Underweight
Reduce carbon intensity
null
79.3
96.4
VendorB
62
92
Approved
Exception documented and approved
SI000192
2025-04-09
US
CarbonIntensity<=150;NoThermalCoal;NoWeapons
62.1
3
157.2
Industrials:9.4;Comm:22.5;Tech:17.0;Utilities:24.9;Energy:26.2
ThermalCoal:0.5%
1
PM
ScreenHits
Carbon>150.0;Thermal coal revenue exposure
USXF;LOWC
30
Replace
Screen breach remediation
null
66.1
131.8
Internal
93
84
Approved
Weekly ESG data refresh applied
SI000193
2025-04-20
US
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
59.3
0
265.1
Consumer:27.9;Energy:17.7;Comm:31.2;Health:23.1
Weapons:1.0%;PalmOil:1.0%
0
null
ScreenHits
Weapons revenue exposure
LOWC;CRBN;XESG
29
Replace
Screen breach remediation
null
62.4
217.6
VendorC
33
87
null
Client mandate confirmed at onboarding
SI000194
2025-08-30
EU
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
46.5
0
268.5
Consumer:20.8;Tech:11.4;RealEstate:22.4;Materials:22.6;Comm:22.8
Tobacco:10.0%
2
MO;RTX
null
null
null
4
Defer
Within mandate; monitor
null
46.9
269
Internal
288
83
null
Vendor data cross-checked
SI000195
2025-02-08
EU
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
78
0
92.7
Financials:31.2;Utilities:11.0;Comm:15.7;Health:26.5;Energy:15.6
Weapons:5.0%
0
null
ScreenHits
Weapons revenue exposure
GRNB;SUSA;USXF
31
Replace
Screen breach remediation
null
81
77.8
VendorB
215
85
null
Weekly ESG data refresh applied
SI000196
2024-07-08
US
CarbonIntensity<=150;NoThermalCoal;NoWeapons
78.1
0
157.8
Industrials:39.9;Energy:16.6;Financials:12.4;Materials:31.2
null
0
null
CarbonCap
Carbon>150.0
GRNB;SPYX;XESG
23
Underweight
Reduce carbon intensity
null
78.6
144.2
VendorA
67
74
Approved
Weekly ESG data refresh applied
SI000197
2024-07-31
UK
CarbonIntensity<=150;NoThermalCoal;NoWeapons
50.5
5
303.8
Industrials:19.3;Health:17.4;RealEstate:15.0;Materials:21.2;Comm:15.9;Financials:11.1
PalmOil:5.0%
0
null
CarbonCap
Carbon>150.0
USXF;GRNB
25
Replace
Reduce carbon intensity
null
52.5
279.3
VendorB
87
90
SuggestedEdits
Vendor data cross-checked
SI000198
2024-09-27
US
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
68.2
3
318
Comm:12.3;Health:30.9;Industrials:30.7;Utilities:26.1
null
0
null
null
null
null
12
Defer
Within mandate; monitor
null
68.7
308.2
VendorA
205
94
Approved
Exception documented and approved
SI000199
2025-08-15
US
CarbonIntensity<=150;NoThermalCoal;NoWeapons
68.3
1
143.2
Financials:22.0;Health:10.5;Tech:15.8;Materials:8.3;RealEstate:19.0;Comm:24.3
ThermalCoal:0.5%;PalmOil:0.5%
2
BTI;MSFT
ScreenHits
Thermal coal revenue exposure
SUSA;ESGU
10
Replace
Screen breach remediation
null
69.8
124.4
VendorB
178
91
null
Client mandate confirmed at onboarding
SI000200
2025-05-10
UK
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
48.5
0
177
Health:33.9;Energy:15.1;Financials:22.6;Consumer:28.4
ThermalCoal:0.5%
0
null
ESGFloor
ESG score below ESGOnly baseline
GRNB;XESG;SPYX
20
Engage
Raise portfolio ESG score
Quarterly check-ins;File shareholder proposal;Request disclosure improvement;Escalate to vote
51.1
169.4
Internal
115
86
SuggestedEdits
Client mandate confirmed at onboarding